Anti-Money Laundering: Securities Broker/Dealers
Price: $ 159.00 (USD)
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You will receive 2 credits (CE) upon completion of this course.
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Course Description
This course focuses on anti-money laundering issues, standards, and procedures for securities broker/dealers."
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Course Outline
The Importance of Money Laundering Prevention, Overview of Money Laundering, Customer Identification Program, AML Process, Reporting Requirements"
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More Information
| Language | English |
| Course Length | 1.70 hours |
| Duration of Access | Three Months |
| Continuing Education Credits | 2 |
| Vendor | Zoologic (Read more about Zoologic accreditation.) |
| Course Certification | Zoologic Certificate for the CPE Credits |
| Prerequisites/Audience | No pre-requisites for this course |
| Requirements/Materials Included | MSIE 5.5, Flash v 5.0" |
Price: $ 159.00 (USD)
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