Back Office: Purchase and Sales

Price: $ 60.00 (USD)
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You will receive 1 credit (CE) upon completion of this course.

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Course Description

Brokerage operations covers all phases of securities processing within a brokerage firm. This course illustrates how orders move from the order room to purchase and sales and to the Cashier''s Department. Brokerage operations was designed for beginners, but supervisors and other experienced personnel can use it to gain a better understanding of the field.
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Course Outline

- Purchase and Sales Department
- Recordation
- Figuration
- Calculating Bond Trades
- Comparison
- Trade-for-Trade versus Systematized
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More Information

Language English
Course Length 1.00 hours
Duration of Access 91 Days
Continuing Education Credits 1
Instructor Self Study
Vendor New York Institute of Finance
Course Certification Certificate of completion with NASBA CPE Credits
Prerequisites/Audience Professionals new to the securities industry.
Requirements/Materials Included none
Price: $ 60.00 (USD)
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