Introduction to the Securities Industry

Price: $ 60.00 (USD)
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You will receive 1 credit (CE) upon completion of this course.

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Course Description

This course provides a broad perspective of the workings of Wall Street and the securities industry. It focuses on the products, markets, vocabulary, and players, the primary and secondary markets for securities including investment banking, the stock exchanges and over-the counter transactions, margin, settling, clearing, and industry regulations. Essential for newcomers to the securities industry, this course is also helpful to industry employees facing increased responsibilities.
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Course Outline

- The investment world
- The primary market
- Types of underwriting
- The securities industry
- Investment banking
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More Information

Language English
Course Length 1.00 hours
Duration of Access 91 Days
Continuing Education Credits 1
Instructor Self Study
Vendor New York Institute of Finance
Course Certification Certificate of completion with NASBA CPE Credits
Prerequisites/Audience Newcomers to the securities industry, traders, salespeople, back office professionals, staff assistants, compliance staff, auditors and IT professionals.
Requirements/Materials Included none
Price: $ 60.00 (USD)
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